Robinhood pays $45M to settle SEC violations over reporting and cybersecurity missteps

Robinhood has agreed to pay $45 million in civil penalties to settle charges of securities law violations. According to a Jan. 13 statement, this settlement follows an investigation by the US Securities and Exchange Commission (SEC) into the activities of its subsidiaries, Robinhood Securities LLC and Robinhood Financial LLC. дальше »

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SEC оштрафовала Robinhood на $45 млн за многочиленные нарушения

Комиссия по ценным бумагам и биржам (SEC) наложила штраф в размере $45 млн на брокерскую платформу Robinhood за неоднократные нарушения законодательства о ценных бумагах. Регулятор выявил более десяти серьезных нарушений со стороны двух подразделений компании — Robinhood Securities LLC и Robinhood Financial LLC. дальше »

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Robinhood hit with $45m SEC settlement over securities violations

Robinhood has agreed to a $45 million settlement with the United States Securities and Exchange Commission after its broker-dealer entities were found to have violated multiple securities laws. An SEC order made public on Jan. 13 claims that Robinhood Securities… дальше »

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Robinhood settles SEC charges with $45M payment over regulatory violations

Online trading firm Robinhood Markets has agreed to pay $45 million to settle charges from the US Securities and Exchange Commission (SEC) stemming from a series of regulatory violations concerning recordkeeping, trade reporting, and other rule breaches. дальше »

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Robinhood’s Dan Gallagher declines potential SEC leadership role

Dan Gallagher, Robinhood Markets’ chief legal officer, has withdrawn from consideration to lead the U.S. Securities and Exchange Commission under the incoming Trump administration. Gallagher’s decision to remove himself from consideration marks a major development in the search for Gary… дальше »

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Who is Dan Gallagher, the Robinhood attorney Trump may pick to replace SEC head Gary Gensler?

Officials from Donald Trump’s transition team are reportedly preparing a shortlist of candidates for major financial agency leadership positions, including the Securities and Exchange Commission (SEC). дальше »

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Experts hint Donald Trump consider Robinhood exec to lead SEC: Report

Dan Gallagher, a former SEC commissioner, was one name former regulators reportedly said a Trump administration may consider to chair the securities regulator. дальше »

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Robinhood CLO has shot at SEC chair: report

Robinhood’s chief attorney, who once served at the SEC, could lead the regulator if President Donald Trump is re-elected next month. Robinhood Markets’ chief legal officer Dan Gallagher has been mentioned as a leading chair candidate at the U.S. Securities… дальше »

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BREAKING: Robinhood Crypto Executive Could Be The Next SEC Chair

In a developing story from Politico, a potential clash between Wall Street’s regulator and Robinhood Crypto is looming. As the Securities and Exchange Commission (SEC) prepares to scrutinize Robinhood’s cryptocurrency operations, chief legal officer Dan Gallagher is emerging as a leading candidate to head the SEC should Donald Trump secure another term as president. Potential […] дальше »

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SEC’s Crypto Record Rebuked by Ex-Commissioner, GOP Lawmakers in Hearing

The U.S. Securities and Exchange Commission was hammered for two hours in a congressional hearing on Wednesday in which the witness list predominantly included agency critics, including former Commissioner Daniel Gallagher, who is now at Robinhood. дальше »

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US losing edge in crypto due to SEC’s ‘scorched earth’ tactics, Robinhood exec says

Robinhood’s Chief Legal Officer Daniel Gallagher criticized the US Securities and Exchange Commission’s (SEC) approach to crypto regulation in written testimony submitted for a Sept. 18 hearing before the House Financial Services Subcommittee on Digital Assets. дальше »

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Robinhood Wells Notice Shouldn’t Deter Eventual Approval of an Ether Spot ETF: JPMorgan

The potential legal action against Robin Hood should be viewed as a continued attempt by the SEC to reinforce its position that all crypto tokens outside bitcoin and ether should be classified as securities, the report said. дальше »

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Robinhood crypto gets Wells Notice: Investors 'disappointed' in the SEC

SEC issued a Wells Notice to Robinhood for potential securities violations. Robinhood responds proactively to regulatory challenges by adjusting operations. Once again, the United States SecThe post Robinhood crypto gets Wells Notice: Investors 'disappointed' in the SEC appeared first on AMBCrypto. дальше »

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Robinhood Receives Enforcement Notice From The SEC For Alleged Securities Violations

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The SEC Can’t Stop Suing Crypto Companies

Robinhood apparently made strenuous efforts to comply with the agency, even applying to become a special purpose crypto broker-dealer. The SEC is likely to sue for alleged securities violations in any case. дальше »

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SEC goes after Robinhood; KangaMoon steady as market reacts

SEC issued a Wells Notice againast Robinhood, alleging securities violations. Crypto prices reacted lower, with Bitcoin (BTC) retreating to under $64,000. KangaMoon (KANG), a new crypto project for play-to-earn and SocialFi, continued to attract investors. дальше »

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SEC issues Wells Notice against Robinhood, crypto community calls it ‘scare tactics’

Robinhood’s crypto division received a Wells Notice from the US Securities and Exchange Commission (SEC) on May 4. According to a filing, the Gary Gensler-led Commission staff has been investigating Robinhood’s “cryptocurrency listings, custody of cryptocurrencies, and platform operations” for some time before recommending an enforcement action against it. дальше »

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SEC issues Wells Notice to Robinhood Crypto

The US Securities and Exchange Commission (SEC) has issued a Wells Notice against Robinhood, targeting the publicly-traded company’s crypto business. The regulatory news saw Robinhood’s share price fall by about 2. дальше »

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SEC targets Robinhood for alleged securities law breaches

Robinhood Crypto received a Wells Notice from the SEC, indicating a potential lawsuit over alleged violations of securities laws. The post SEC targets Robinhood for alleged securities law breaches appeared first on Crypto Briefing. дальше »

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SEC Sends Wells Notice To Robinhood Over US Crypto Business, Shares Plunge 7%

In the latest episode of the ongoing regulatory crackdown on the cryptocurrency industry, crypto exchange Robinhood received a Wells Notice from the US Securities and Exchange Commission (SEC) staff. дальше »

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When Shiba Inu? Robinhood CEO Supports Adding More Coins

Robinhood CEO Vlad Tenev says that the online brokerage wants to make sure that it won’t list unregistered securities дальше »

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SEC Delays Robinhood IPO Over Questions Concerning the Company’s Crypto Business: Report

Robinhood Markets Inc. , the American financial services company headquartered in Menlo Park, California, has seen its initial public offering (IPO) delayed by the U. S. Securities and Exchange Commission (SEC). дальше »

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Robinhood’s IPO Pushed Back As SEC Delays Approval

The initial public offering (IPO) of stock trading platform Robinhood Markets LLC is being slowed. According to a Bloomberg report, several people familiar with the matter say the Securities and Exchange Commission has been delaying its review in recent weeks. дальше »

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Robinhood’s IPO Filing Is Imminent, Targets Late June For Market Debut

Stock trading app Robinhood is moving closer to revealing details of its much anticipated initial public offering (IPO). Bloomberg reports that the company plans to disclose its filing with the Securities and Exchange Commission next week as it targets June for its market debut. дальше »

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U.S. Bank Takes Big Step Into The Bitcoin Market

There are few things within the crypto industry that have been as sought after while simultaneously being as elusive as the Bitcoin exchange-traded fund (ETF). Many firms from Robinhood to Gemini have applied to the Securities and Exchange Commission in the United States for a bitcoin ETF but have been repeatedly denied. Despite this, firms […] дальше »

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Trading app Robinhood sets to go public on NASDAQ

Silicon Valley startup Robinhood has filed confidential public offerings with the Securities and Exchange Commission (SEC). However, it’s not certain whether the trading app wants to do a direct listing or follow through the traditional IPO route to raise capital from public markets. дальше »

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What Really Happened When Robinhood Suspended GameStop Trading

The byzantine world of the public U.S. securities market killed the GameStop pump (sort of). дальше »

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SEC to ‘closely review’ actions of Robinhood and merry Redditors

The United States Securities and Exchange Commission (SEC) has promised to review the recent events surrounding the GameStop (GME) pump and the subsequent restrictions on stock trading enforced by Robinhood exchange, the SEC’s acting chair and commissioners stated on Friday. дальше »

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GameStop Is The Market Crying Out For Bitcoin

When Robinhood halted the trading of GameStop securities, it showed that only by opting out with Bitcoin can one control their own money. The post GameStop Is The Market Crying Out For Bitcoin appeared first on Bitcoin Magazine. дальше »

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Tron’s Justin Sun Vows to Buy $10 Million in GameStop Stock

Beincrypto reported on Tuesday that the subreddit group r/wallstreetbets orchestrated a short squeeze that sent GameStop’s stock price to an all-time high of $492 per share on Thursday. According to the Robinhood website, the firm restricted certain securities to “closing positions only” due to “significant market volatility. дальше »

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SEC is looking into Robinhood's handling of GameStop trading

Fearing that recent delistings and volatility "undermine market confidence," the U.S. securities regulator says it is looking into the Robinhood fiasco. дальше »

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Robinhood agrees to settle US SEC charges for $65 million

Trading app Robinhood has agreed to pay $65 million to settle charges from United States Securities Exchange Commission (SEC). The Federal agency accused the firm of “misleading customers” about iThe post Robinhood agrees to settle US SEC charges for $65 million appeared first on AMBCrypto. дальше »

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Crypto-friendly trading app Robinhood faces lawsuit from securities regulators

Massachusetts plans to sue Robinhood for alleged violation of state laws and regulations not related to crypto.

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Robinhood faces U.S SEC probe over deals with high-speed trading firms

The California based financial services company, Robinhood Markets Inc faces a civil fraud investigation by the U. S Securities and Exchange Commission over its deals with high-speed trading firms, accThe post Robinhood faces U. дальше »

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Robinhood Taps Former Fidellity, Wells Fargo Execs as Compliance Heads

Robinhood announced on Thursday it hired Norm Ashkenas and Kelly Zigatis as chief compliance officers of its Financial and Securities teams. дальше »

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Fidelity’s Bitcoin Trading Is Only Weeks Away

Fidelity's cryptocurrency subsidiary Fidelity Digital Assets will reportedly launch bitcoin trading for its clients “within a few weeks,” according to Bloomberg. дальше »

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Securities Investor Protection Corp (SIPC) Shares ‘Serious Concerns’ On Robinhood’s New Banking Service

The SIPC Has “Serious Concerns” About Robinhood’s New Banking Service Robinhood is a promising fintech startup that aims to disrupt the banking sector. However, the Securities Investor Protection Corp (SIVP) recently released a statement expressing concern about one part of Robinhood’s services. дальше »

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Robinhood Introduces Clearing, New System With Lower Fees

Very few start-ups have had as much success in both stocks and digital currencies as Robinhood has. The trading app allows its users to trade in traditional and digital securities without paying hefty transaction fees, simplifying the user experience. дальше »

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Seeking Alpha Spotlights Robinhood Investing App for Selling Millennial Data to High-Frequency Traders

Stealing from the Poor to Give to the Rich? RobinHood App Sells Users Data to Financial Companies According to a document filed by the US' Securities and Exchanges Commission in the second quarter, Robinhood Financial (Robinhood) is making a profit of millions of dollars off the back of selling users' data to high-frequency trading firms […] дальше »

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Ethereum Classic [ETC] added on the zero-commission platform, Robinhood for trade

On 6th August, Robinhood, an American platform for trading securities, announced on Twitter that it will now be trading Ethereum Classic on its platform on a commission-free basis. The exchange also supports some of the biggest cryptocurrencies such as Litecoin [LTC], Ethereum [ETH] and Bitcoin [BTC]. дальше »

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