Robinhood hit with $45m SEC settlement over securities violations

DeFi	2025-1-14 10:43

Robinhood has agreed to a $45 million settlement with the United States Securities and Exchange Commission after its broker-dealer entities were found to have violated multiple securities laws. An SEC order made public on Jan. 13 claims that Robinhood Securities… origin »

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Источник: Cripyo.news

securities robinhood → Результатов: 63

When Shiba Inu? Robinhood CEO Supports Adding More Coins

Robinhood CEO Vlad Tenev says that the online brokerage wants to make sure that it won’t list unregistered securities

2022-1-28 08:53
ceo robinhood make wants brokerage sure securities

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SEC Delays Robinhood IPO Over Questions Concerning the Company’s Crypto Business: Report

Robinhood Markets Inc. , the American financial services company headquartered in Menlo Park, California, has seen its initial public offering (IPO) delayed by the U. S. Securities and Exchange Commission (SEC).

2021-6-26 05:00	Warren Buffet
company ipo sec robinhood california seen public

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Robinhood’s IPO Pushed Back As SEC Delays Approval

The initial public offering (IPO) of stock trading platform Robinhood Markets LLC is being slowed. According to a Bloomberg report, several people familiar with the matter say the Securities and Exchange Commission has been delaying its review in recent weeks.

2021-6-25 18:00	Robinhood
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Robinhood’s IPO Filing Is Imminent, Targets Late June For Market Debut

Stock trading app Robinhood is moving closer to revealing details of its much anticipated initial public offering (IPO). Bloomberg reports that the company plans to disclose its filing with the Securities and Exchange Commission next week as it targets June for its market debut.

2021-5-19 16:50	Robinhood
debut market ipo robinhood june filing targets

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U.S. Bank Takes Big Step Into The Bitcoin Market

There are few things within the crypto industry that have been as sought after while simultaneously being as elusive as the Bitcoin exchange-traded fund (ETF). Many firms from Robinhood to Gemini have applied to the Securities and Exchange Commission in the United States for a bitcoin ETF but have been repeatedly denied. Despite this, firms […]

2021-4-28 22:08	xbtusd
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Trading app Robinhood sets to go public on NASDAQ

Silicon Valley startup Robinhood has filed confidential public offerings with the Securities and Exchange Commission (SEC). However, it’s not certain whether the trading app wants to do a direct listing or follow through the traditional IPO route to raise capital from public markets.

2021-3-25 15:13	Cryptocurrency
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What Really Happened When Robinhood Suspended GameStop Trading

The byzantine world of the public U.S. securities market killed the GameStop pump (sort of).

2021-2-16 16:03
gamestop securities public market sort pump killed

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SEC to ‘closely review’ actions of Robinhood and merry Redditors

The United States Securities and Exchange Commission (SEC) has promised to review the recent events surrounding the GameStop (GME) pump and the subsequent restrictions on stock trading enforced by Robinhood exchange, the SEC’s acting chair and commissioners stated on Friday.

2021-1-30 16:07	trading
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GameStop Is The Market Crying Out For Bitcoin

When Robinhood halted the trading of GameStop securities, it showed that only by opting out with Bitcoin can one control their own money. The post GameStop Is The Market Crying Out For Bitcoin appeared first on Bitcoin Magazine.

2021-1-30 00:25	Robinhood
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Tron’s Justin Sun Vows to Buy $10 Million in GameStop Stock

Beincrypto reported on Tuesday that the subreddit group r/wallstreetbets orchestrated a short squeeze that sent GameStop’s stock price to an all-time high of $492 per share on Thursday. According to the Robinhood website, the firm restricted certain securities to “closing positions only” due to “significant market volatility.

2021-1-30 22:52
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SEC is looking into Robinhood's handling of GameStop trading

Fearing that recent delistings and volatility "undermine market confidence," the U.S. securities regulator says it is looking into the Robinhood fiasco.

2021-1-30 17:58	US government
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Robinhood agrees to settle US SEC charges for $65 million

Trading app Robinhood has agreed to pay $65 million to settle charges from United States Securities Exchange Commission (SEC). The Federal agency accused the firm of “misleading customers” about iThe post Robinhood agrees to settle US SEC charges for $65 million appeared first on AMBCrypto.

2020-12-18 19:30	Altcoins
charges million sec settle robinhood agrees customers

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Crypto-friendly trading app Robinhood faces lawsuit from securities regulators

Massachusetts plans to sue Robinhood for alleged violation of state laws and regulations not related to crypto.

2020-12-17 17:46	Law
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Robinhood faces U.S SEC probe over deals with high-speed trading firms

The California based financial services company, Robinhood Markets Inc faces a civil fraud investigation by the U. S Securities and Exchange Commission over its deals with high-speed trading firms, accThe post Robinhood faces U.

2020-9-3 00:43	BTC Trading View
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Robinhood Taps Former Fidellity, Wells Fargo Execs as Compliance Heads

Robinhood announced on Thursday it hired Norm Ashkenas and Kelly Zigatis as chief compliance officers of its Financial and Securities teams.

2020-8-28 19:21	Robinhood
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Fidelity’s Bitcoin Trading Is Only Weeks Away

Fidelity's cryptocurrency subsidiary Fidelity Digital Assets will reportedly launch bitcoin trading for its clients “within a few weeks,” according to Bloomberg.

2019-5-6 18:46	Investing
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Securities Investor Protection Corp (SIPC) Shares ‘Serious Concerns’ On Robinhood’s New Banking Service

The SIPC Has “Serious Concerns” About Robinhood’s New Banking Service Robinhood is a promising fintech startup that aims to disrupt the banking sector. However, the Securities Investor Protection Corp (SIVP) recently released a statement expressing concern about one part of Robinhood’s services.

2018-12-15 03:51	News
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Robinhood Introduces Clearing, New System With Lower Fees

Very few start-ups have had as much success in both stocks and digital currencies as Robinhood has. The trading app allows its users to trade in traditional and digital securities without paying hefty transaction fees, simplifying the user experience.

2018-10-12 15:19	trading
robinhood fees digital new clearing introduces system

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Seeking Alpha Spotlights Robinhood Investing App for Selling Millennial Data to High-Frequency Traders

Stealing from the Poor to Give to the Rich? RobinHood App Sells Users Data to Financial Companies According to a document filed by the US' Securities and Exchanges Commission in the second quarter, Robinhood Financial (Robinhood) is making a profit of millions of dollars off the back of selling users' data to high-frequency trading firms […]

2018-9-15 08:28	News
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Ethereum Classic [ETC] added on the zero-commission platform, Robinhood for trade

On 6th August, Robinhood, an American platform for trading securities, announced on Twitter that it will now be trading Ethereum Classic on its platform on a commission-free basis. The exchange also supports some of the biggest cryptocurrencies such as Litecoin [LTC], Ethereum [ETH] and Bitcoin [BTC].

2018-8-7 07:46	News
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