Новости о Examination Priorities [ Фото новости ] [ Свежие новости ] | |
SEC plans scrutiny of crypto dealer-brokers, transfer agents, per 2024 exam guide
The SEC sets examination priorities based on feedback from examiners and input from investors and the industry.
дальше »2023-10-16 20:57 | |
|
Crypto Assets High On The Examination Radar For The SEC In 2023
On February 7, 2023, the Examination Division of the US Securities and Exchange Commission (SEC) released its list of examination priorities for 2023. According to SEC Chair Gary Gensler, the emphasis remains on protecting investors and ensuring compliance with federal securities laws and rules. дальше »
2023-2-19 21:01 | |
|
|
SEC Directs Examiners to Focus on How US Broker-Dealers Are Pitching Crypto
U.S. broker-dealers and investment advisers that deal in crypto will get extra scrutiny from Securities and Exchange Commission examiners this year, according to the agency’s annual examination priorities announced Tuesday. дальше »
2023-2-8 02:11 | |
|
|
Digital Assets Land On SEC’s Compliance Examination Priorities List For 2020
The Securities and Exchange Commission (SEC) released their priority list for 2020, on Jan. 7 reaffirming its regulatory oversight in the cryptocurrency industry. While the previous priority lists in 2018 and 2019 explicitly focused on initial coin offerings (ICOs) and investments in the field, the new list promises a friendlier, gentler and more comprehensive outlook […] дальше »
2020-1-8 18:10 | |
|
|
The SEC to Keep Closer Eye on Crypto Industry in 2020
The U. S. Securities and Exchange Commission (SEC) will prioritize the examination of the cryptocurrency industry throughout 2020. The SEC to Oversee the Cryptocurrency Market in 2020 On Jan. 7, the SEC’s Office of Compliance Inspections and Examinations (OCIE) unveiled a new list of examination priorities for 2020. дальше »
2020-1-8 15:31 | |
|
|
SEC Unveils Its Priorities for Cryptocurrencies in 2020
The SEC has just unveiled new examination priorities for 2020. Here’s what’s expected for cryptocurrencies in 2020. It’s another year of cryptocurrency-related drama at the SEC. дальше »
2020-1-8 22:04 | |
|
|
CFTC Releases Examination Priorities for Cryptocurrency Control
On February 12, 2019, the US Commodity Features Trading Commission (CFTC) released a new set of examination priorities for several departments. One such arm, the Division of Market Oversight (DMO), will be monitoring as well as analysing cryptocurrencies and block trading via surveillance practices. дальше »
2019-2-15 18:00 | |
|
|
CFTC’s First Published 2019 Examination Priorities Reveal Major Cryptocurrency Focus
The U.S. commodities regulator has listed cryptocurrency trading as a priority for its 2019 examinations
дальше »2019-2-15 11:10 | |
|
|
SEC’s OCIE Lists Cryptocurrency as One of Its Examination Priorities in 2019
Office of Compliance Inspections and Examinations (OCIE) of the US Securities and Exchange Commission (SEC) recently released its “2019 Examination Priorities” report in which it mentioned cryptocurrencies. дальше »
2019-1-14 18:29 | |
|
|
SEC Report: Examining Cryptocurrency a Priority in 2019
The Office of Compliance Inspections and Examinations (OCIE) of the United States Securities and Exchange Commission (SEC) listed the cryptocurrency market as one of the six focus points of its compliance monitoring activities for 2019. дальше »
2019-1-13 14:00 | |
|
|
US: Crypto Is Among SEC’s Top Examination Priorities for 2019
The U.S. Securities and Exchange Commission’s top examination priorities this year include cryptocurrencies
дальше »2019-1-12 21:58 | |
|
|