2023-10-17 22:06 |
On Oct. 16, the United States Securities and Exchange Commission published its 2024 examination priorities report.
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The SEC sets examination priorities based on feedback from examiners and input from investors and the industry.
2023-10-16 20:57 | |
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On February 7, 2023, the Examination Division of the US Securities and Exchange Commission (SEC) released its list of examination priorities for 2023. According to SEC Chair Gary Gensler, the emphasis remains on protecting investors and ensuring compliance with federal securities laws and rules.
2023-2-19 21:01 | |
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U.S. broker-dealers and investment advisers that deal in crypto will get extra scrutiny from Securities and Exchange Commission examiners this year, according to the agency’s annual examination priorities announced Tuesday.
2023-2-8 02:11 | |
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The Securities and Exchange Commission (SEC) released their priority list for 2020, on Jan. 7 reaffirming its regulatory oversight in the cryptocurrency industry. While the previous priority lists in 2018 and 2019 explicitly focused on initial coin offerings (ICOs) and investments in the field, the new list promises a friendlier, gentler and more comprehensive outlook […]
2020-1-8 18:10 | |
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The U. S. Securities and Exchange Commission (SEC) will prioritize the examination of the cryptocurrency industry throughout 2020. The SEC to Oversee the Cryptocurrency Market in 2020 On Jan. 7, the SEC’s Office of Compliance Inspections and Examinations (OCIE) unveiled a new list of examination priorities for 2020.
2020-1-8 15:31 | |
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The SEC Office of Compliance Inspections and Examinations detailed its crypto priorities for 2020, highlighting employee supervision and transfer agents developing blockchain technology.
2020-1-8 23:15 | |
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The SEC has just unveiled new examination priorities for 2020. Here’s what’s expected for cryptocurrencies in 2020. It’s another year of cryptocurrency-related drama at the SEC.
2020-1-8 22:04 | |
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On February 12, 2019, the US Commodity Features Trading Commission (CFTC) released a new set of examination priorities for several departments. One such arm, the Division of Market Oversight (DMO), will be monitoring as well as analysing cryptocurrencies and block trading via surveillance practices.
2019-2-15 18:00 | |
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The U.S. commodities regulator has listed cryptocurrency trading as a priority for its 2019 examinations
2019-2-15 11:10 | |
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Office of Compliance Inspections and Examinations (OCIE) of the US Securities and Exchange Commission (SEC) recently released its “2019 Examination Priorities” report in which it mentioned cryptocurrencies.
2019-1-14 18:29 | |
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The Office of Compliance Inspections and Examinations (OCIE) of the United States Securities and Exchange Commission (SEC) listed the cryptocurrency market as one of the six focus points of its compliance monitoring activities for 2019.
2019-1-13 14:00 | |
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The U.S. Securities and Exchange Commission’s top examination priorities this year include cryptocurrencies
2019-1-12 21:58 | |
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