Broker-dealer - Свежие новости [ Фото в новостях ] | |
SEC proposal could remove crypto from OTC reporting requirements
The U.S. Securities and Exchange Commission has put forward a proposal which, according to SEC commissioner Hester Peirce, could help clear up years of confusion around how a key broker-dealer rule applies across markets. On Monday, the SEC proposed an… дальше »
2026-3-17 09:12 | |
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GSR Executes Purchase Agreement to Acquire FINRA-Registered Broker-Dealer Equilibrium Capital Services
New York, United States, 2nd October 2025, Chainwire дальше »
2025-10-2 16:38 | |
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Ondo Finance to acquire SEC-regulated broker-dealer Oasis Pro
Ondo Finance, the blockchain platform focused on institutional-grade finance, has announced the acquisition of Oasis Pro, a regulated broker-dealer platform. In a statement on July 4, 2025, Ondo Finance (ONDO) confirmed that acquiring Oasis Pro, which is regulated by the… дальше »
2025-7-4 18:04 | |
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Hidden Road secures broker-dealer license days after $1.25B Ripple acquisition
Hidden Road has received regulatory approval to operate as a broker-dealer, just days after being acquired by Ripple. As initially reported by Bloomberg, Hidden Road — a non-bank brokerage firm that was recently acquired by Ripple (XRP) — has obtained… дальше »
2025-4-18 15:06 | |
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Ripple’s Hidden Road Wins FINRA Approval: What It Means for XRP’s Future
Ripple's acquisition of Hidden Road and its FINRA broker-dealer license are seen as strategic moves to expand Ripple's infrastructure and prime brokerage services, signaling future growth potential for XRP. дальше »
2025-4-18 08:52 | |
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Bitpanda secures a broker-dealer license in Dubai
Bitpanda has secured a Broker-Dealer licence from the Dubai Virtual Assets Regulatory Authority, marking its first fully licensed expansion outside Europe. The approval enables Bitpanda to offer its digital asset platform to investors in the UAE, giving access to more… дальше »
2025-3-28 16:35 | |
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SEC drops appeal against ruling that blocked controversial crypto broker-dealer rule
The United States Securities and Exchange Commission has voluntarily withdrawn its appeal against a Texas federal court ruling that struck down its broker-dealer rule that sought to expand the agency’s oversight. дальше »
2025-2-20 11:14 | |
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Plus Wallet Promotes Unlimited Passive Income, As Binance Gains Brazil License & Phantom Wallet Airdrop Speculations Surge
Recently, Binance marked a significant achievement by securing approval from Brazil’s Central Bank to acquire the licensed broker-dealer Sim;paul. This makes Binance the first crypto exchange in Brazil to attain this license, a key step in cryptocurrency’s increasing global integration. дальше »
2025-2-18 19:00 | |
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Robinhood hit with $45m SEC settlement over securities violations
Robinhood has agreed to a $45 million settlement with the United States Securities and Exchange Commission after its broker-dealer entities were found to have violated multiple securities laws. An SEC order made public on Jan. 13 claims that Robinhood Securities… дальше »
2025-1-14 10:43 | |
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Brazilian Market Welcomes Binance As First Licensed Crypto Broker
The world’s largest cryptocurrency exchange secured regulatory authorization from the Brazilian government to buy the country’s licensed broker-dealer Sim;paul, allowing Binance to penetrate the crypto market of the South American nation. дальше »
2025-1-4 04:00 | |
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Binance becomes first crypto exchange with broker-dealer license in Brazil
Binance, the largest crypto exchange by trading volume, has secured regulatory approval from the Central Bank of Brazil to acquire Sim;paul, a licensed broker-dealer, according to a Jan. 2 statement. дальше »
2025-1-3 17:40 | |
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Another SEC loss: Judge rejects rule targeting crypto brokers
A federal court in Texas has struck down a Securities and Exchange Commission rule that expanded the definition of a broker to include decentralized finance platforms and other crypto entities. The SEC’s broker-dealer rule, finalized in February 2024, aimed to… дальше »
2024-11-21 22:37 | |
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Crypto.com acquires Watchdog Capital in a move to the US equity market
In a strategic move to expand its presence in traditional finance, Crypto. com has acquired Watchdog Capital, LLC, a U. S. -based, broker-dealer registered with the Securities and Exchange Commission. дальше »
2024-11-1 19:50 | |
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The SEC Can’t Stop Suing Crypto Companies
Robinhood apparently made strenuous efforts to comply with the agency, even applying to become a special purpose crypto broker-dealer. The SEC is likely to sue for alleged securities violations in any case. дальше »
2024-5-7 22:27 | |
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Prometheum Taps Morgan Stanley Exec as CFO Just Before Opening Doors
Controversial crypto platform Prometheum continues to signal its seriousness about moving forward as the industry's sole U.S. special-purpose crypto broker-dealer, having now hired a chief financial officer with a Wall Street pedigree from the likes of Morgan Stanley and Goldman Sachs Group Inc. дальше »
2024-3-5 18:56 | |
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Morgan Stanley Evaluating Spot Bitcoin ETFs for Its Giant Brokerage Platform: Sources
Since spot bitcoin ETFs went live in January, chatter has increased about the imminent arrival of the big registered investment advisor (RIA) networks and broker-dealer platforms. дальше »
2024-2-29 22:25 | |
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BlockFi fined $943,000 for not registering securities in Iowa; to pay $100M in settlement
Cryptocurrency trading and lending platform BlockFi has been fined $943,000 by the Iowa Insurance Division for failing to register securities in the state and offering and selling securities in Iowa without being registered as a broker-dealer or agent, according to a June 14 press release. дальше »
2022-6-15 20:00 | |
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BNB price drops as the US Securities and Exchange Commission probe Binance.US
The SEC is probing Zhao’s ownership stakes of market makers on Binance. US and whether the exchange has conducted broker-dealer activities. This has led to an extended drop in the BNB price. дальше »
2022-6-10 20:30 | |
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Nexo acquires stake in Texture Capital
Nexo, a leading regulated institution for digital assets, has acquired a stake in Texture Capital Holdings Corp. , parent company of Texture Capital, Financial Industry Regulatory Authority (FINRA) member and SEC-registered broker-dealer, Invezz learned from a press release. дальше »
2021-11-10 18:23 | |
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