2019-7-9 00:55 |
The U.S. SEC and FINRA issued a joint statement on compliance issues for cryptocurrency custodians
Similar to Notcoin - Blum - Airdrops In 2024
2019-7-9 00:55 |
The U.S. SEC and FINRA issued a joint statement on compliance issues for cryptocurrency custodians
Similar to Notcoin - Blum - Airdrops In 2024
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
2019-7-9 21:40 | |
With some broker-dealer applications stuck in regulatory limbo for up to 14 months, firms ready to launch their regulated blockchain products in the US have been forced to wait while the Financial Industry Regulatory Authority and the Securities and Exchange Commission deal with the "complex issues" present in the regulation of digital assets.
2019-6-17 18:56 | |
The U. S. Commodity Futures Trading Commission (CFTC) issued a press release on Friday, November 9, 2018, stating that it had fined Arizona resident Joseph Kim for perpetrating a fraudulent cryptocurrency trading scheme against his former employer and other investors.
2018-11-13 22:55 | |
The U. S. Financial Industry Regulatory Authority has taken its first disciplinary action involving cryptocurrencies. The authority charges a broker with fraudulent and unlawful distribution of unregistered crypto securities.
2018-9-13 08:10 | |
The Financial Industry Regulatory Authority (FINRA) recently cautioned investors about ICOs that claim they’ve adopted Simple Agreements for Future Tokens (SAFT) as evidence of investment security or regulatory compliance.
2018-8-20 21:45 | |