US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval

US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval
фото показано с : cointelegraph.com

2023-8-16 22:54

Members of the House Financial Services Committee questioned the “timing and circumstances” of FINRA approving Prometheum’s special purpose broker-dealer license in May. origin »

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prometheum broker-dealer finra circumstances timing questioned approving

prometheum broker-dealer → Результатов: 7


Prometheum, a SEC-registered broker-dealer, sets Twitter ablaze with speculation: here’s what you need to know

Crypto firm Prometheum’s co-founder and co-CEO Aaron Kaplan testified before the U. S. Financial Services House Committee on June 13 The “full-service market” crypto brokerage gained the spotlight after Kaplan took a pro-SEC stance in his testimony, in stark contrast to the majority of industry leaders.

2023-6-16 20:34