SEC Warns That Retirement Accounts’ Crypto Stakes May Be Unregistered Securities

2023-2-8 20:09

The U.S. Securities and Exchange Commission (SEC) again made its case Tuesday that crypto assets are often unregistered securities being traded on unregistered exchanges, issuing an investor alert warning that people should be wary of crypto in individual retirement accounts (IRAs). origin »

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securities unregistered crypto retirement sec accounts alert

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Источник: coindesk.com

securities unregistered → Результатов: 126

SEC Targets Crypto Trading Firm Cumberland in Latest Lawsuit Over Unregistered Securities

The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Chicago-based crypto market maker Cumberland DRW, accusing the firm of operating as an unregistered dealer of securities.

2024-10-12 19:48	SEC
securities unregistered sec lawsuit crypto firm cumberland

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Cryptocurrencies Crash After the SEC Charges Binance With Sale of Unregistered Securities

The SEC on Monday charged the crypto exchange and its CEO with violating a number of securities laws, including offering unregistered securities to the public.

2023-6-6 19:55	Altcoins
securities unregistered sec number violating ceo public

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SEC Alleges Gemini, Genesis Sold Unregistered Securities

The Securities and Exchange Commission alleged crypto exchange Gemini and Genesis sold unregistered securities in an enforcement action late Thursday.

2023-1-13 01:07	policy
securities unregistered sold exchange genesis gemini enforcement

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US SEC charges Thor founders for selling unregistered securities in 2018

David Chin, and co-founder Matthew Moravec were charged for conducting unregistered securities offering “Thor Tokens” by the Securities and Exchange Commission (SEC).

2022-12-22 15:25
securities unregistered sec thor conducting offering charged

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Four Years After the Act, SEC Charges Issuers for An $18 Mln Unregistered ICO

This week, the US Securities and Exchange Commission (SEC) charged Steven K. Sprague, President of Rivetz Corp and CEO of Rivetz International SEZC, and both the companies with conducting an illegal, unregistered offering of securities through an initial coin offering (ICO).

2021-9-9 19:25	Legal & Regulation
securities unregistered ico offering rivetz sec sezc

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XRP Lawsuit effect? this exchange CEO says selling ‘unregistered securities’ is a ‘made up crime’

CEO and Founder of Shapeshift Erik Voorhees shared his thoughts on the idea of selling unregistered securities and spoke about a time when the US Securities and Exchange Commission (SEC) charged VoorhThe post XRP Lawsuit effect? this exchange CEO says selling ‘unregistered securities’ is a ‘made up crime’ appeared first on AMBCrypto.

2021-4-9 17:00	News
securities unregistered selling ceo exchange xrp crime

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4 Crypto Companies Pay $25,000 Fine To Texas State Securities Board

The Securities Board claims the companies were selling unregistered securities and recruiting unregistered dealers and agents.

2019-2-23 22:19	law and legislation
securities unregistered companies board selling pay recruiting

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Texas Cryptocurrency Businesses Agree to Halt Token Offerings After Cease and Desist

Cryptocurrency companies offering unregistered securities sign regulatory enforcement agreement in the Texas

2019-2-23 11:46	USA
texas cryptocurrency unregistered securities offering sign enforcement

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Gladius Sends Message To ICOs: It’s Time To Come In From The Cold

After the blockchain company self-reported its unregistered securities offering, it walked away without paying a fine.

2019-2-21 01:23	cryptocurrencies and tokens
securities self-reported unregistered offering away fine paying

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Gladius Network ICO Issuer Settles with the SEC for $12.7 Million Unregistered Securities Offering

The Securities and Exchange Commission (SEC) has agreed to terms of a settlement with the crypto start-up Gladius Network LLC the SEC announced Wednesday. Charges included running an unregistered security offering within the U.

2019-2-21 00:01	News
sec gladius network unregistered securities offering ico

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SEC Charges ICO With Selling Unregistered Securities After Startup Self-Reports

A crypto startup has self-reported to the U.S. SEC for selling unregistered securities

2019-2-21 21:11	USA
securities sec startup unregistered selling self-reported charges

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SEC Settles Unregistered Securities Charges Against ICO Issuer Gladius

Gladius Network will refund investors who request it and register its tokens as securities after settling "unregistered ICO" charges with the SEC.

2019-2-20 19:45
sec gladius ico charges unregistered securities tokens

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SEC Gains Injunction Against Blockvest LLC in Fraudulent Securities Case

In a sudden turn of events, the US SEC has been given an injunction against Blockvest, a digital asset firm accused of selling unregistered securities in a February 14, 2019, press release. New Developments The SEC has gained a small victory in their case agonists Blockvest, a blockchain-based asset exchange, by getting an injunction against them onRead MoreRead More.

2019-2-17 18:00
sec blockvest injunction against asset securities case

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Preliminary Injunction Against Blockvest for Fraudulent Securities Offering and Illegal Use of SEC Seal

The SEC filed a complaint against Blockvest and its founder for allegedly making unregistered securities offerings and using the SEC seal without permission. On Feb. 14th, the US District Court of California entered in a preliminary injunction against the firm.

2019-2-17 01:56	#scams
against blockvest sec seal preliminary injunction securities

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US Court Reconsiders Blockvest Acquittal Over Unlicensed Securities Offer

ICO operator Blockvest actually did offer unregistered securities, US court decides

2019-2-15 10:46	ICO
offer blockvest securities court actually did unregistered

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Texas Securities Regulator Reveals 16 Orders Issued to Suspect Crypto Investments in 2018

The Texas securities regulator has released a report showing that 60 individuals and entities were cited for selling unregistered securities related to crypto investments

2019-2-8 11:29	USA
securities crypto investments texas regulator entities individuals

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KIK CEO Gears Up to Take on the SEC Over the Kin Cryptocurrency Token ICO, Worth $100 Million

KIK CEO Ted Livingston is challenging the SEC’s treatment of the firm’s native token which was released last year. In September 2018, $100 million worth of Kin tokens were sold to the public. However, according to Livingston, the enforcement division of the Securities and Exchange Commission believes that Kik issued an unregistered currency, a claim […]

2019-1-28 17:28	News
kik token worth million kin livingston 100

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Malaysia to Jail Illegal ICO and Crypto Exchanges Operators for 10 Years

Running an unregistered crypto exchange or an initial coin offering (ICO) in Malaysia could land the operator in jail for a maximum of 10 years. $2. 43 Million in Fines Securities Commission Malaysia (SC), the country’s top financial watchdog, has announced that it would categorize cryptocurrencies such as Bitcoin as securities.

2019-1-17 19:33
malaysia years crypto ico jail commission securities

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Ripple’s Legal Issues Surrounding XRP Litigations Continue to be a Priority for the Company

In a recent article quoting Stephen Palley and Nelson Rosario, two crypto legal experts, The Block talks about Ripple’s litigation. Ripple has been sued several times accused of selling unregistered securities with their cryptocurrency XRP.

2018-12-22 09:10	Ripple (XRP)
ripple xrp unregistered securities legal sued several

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Crypto Investment Fund CoinAlpha Fined $50K by US SEC

The company offered unregistered securities for more than eight months in late 2017- early 2018, according to the regulator.

2018-12-10 20:10	News
months eight late 2017- regulator according 2018

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CoinAlpha Advisors Receives Order To Pay $50,000 SEC Fine, Accompanied By “Cease And Desist”

The U.S. Securities and Exchange Commission has been quickly becoming more aggressive in their pursuance of cryptocurrency exchanges that don’t follow the protocols they’ve laid out. A recent example includes an order that was released on Friday for CoinAlpha Advisors LLC to cover a fine for an unregistered securities sale. CoinAlpha Advisors LLC is a […]

2018-12-8 00:38	News
advisors coinalpha llc securities fine order laid

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SEC Fines Crypto Fund $50K and Issues Cease-and-Desist

The SEC has issued a cease-and-desist order against CoinAlpha after it offered unregistered securities.

2018-12-7 20:30
cease-and-desist sec coinalpha against securities unregistered offered

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“Guidance by Enforcement”: How the SEC Is Slowly Shaping ICO Regulation

On November 27, 2018, a California judge turned back the SEC’s request for an injunction against token company BlockVest, a company the U. S. Securities and Exchange Commission (SEC) is pursuing for allegedly conducting an unregistered securities offering.

2018-12-1 22:36	Regulation
sec industry securities chervinsky token enforcement these

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Texas State Securities Board Enforces Emergency Action Against Dubious Crypto-Mining Company

The Texas State Securities Board issued on November 27 an “Emergency Cease and Desist Order” against a cryptocurrency mining and trading business, dubbed My Crypto Mine. ‘My Crypto Mine’ Promised Insane Guaranteed Profits The California-based My Crypto Mine was allegedly offering unregistered securities tied to cryptocurrencies in the state of Texas.

2018-11-28 15:59	security
securities texas state crypto against mine board

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Why is the Newest SEC Statement Important for Initial Coin Offerings and the Crypto Space?

The U. S. Securities and Exchange Commission (SEC) released a statement in which the agency informs that Initial Coin Offerings (ICOs) must be compliant with securities laws. Two ICOs that have been sanctioned for selling unregistered securities are Paragon and AirFox.

2018-11-22 09:08	News
securities icos offerings coin sec statement selling

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Colorado State Commissioner Issues New Cease-and-Desist Orders Against Four Crypto Firms

Colorado Securities Commissioner Gerald Rome has issued a new batch of cease-and-desist orders against unregistered Initial Coin Offerings (ICOs) operating in the state, taking the total number of signed orders against ICOs in Colorado to 18.

2018-11-22 19:23	Law & justice
investors orders against colorado ico icos profits

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SEC: ICOs Can be Securities Offerings and Need to be Registered

Late last week, the SEC released a statement informing the crypto and investor communities that it had settled with two ICOs that had carried out unregistered securities offering. The two firms that were cited by the SEC were CarrierEQ Inc.

2018-11-21 14:22
sec icos securities had two each offerings

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North Dakota Sanctions Fraudulent Russian Cryptocurrency Company

The state of North Dakota recently ordered the shutdown of a fake cryptocurrency website which carried out unregistered and fake securities in the state. Cryptocurrency Website Imitating Union Bank AG According to an official press release by North Dakota, Securities Commissioner, Karen Tyler, issued a cease and desist order against a fake virtual currency company, […] The post North Dakota Sanctions Fraudulent Russian Cryptocurrency Company appeared first on Ethereum World News.

2018-11-21 10:49
north cryptocurrency dakota fake company website securities

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ICO Issuers Settle Registration Charges With SEC

The U. S. Securities and Exchange Commission (SEC) has agreed to settle charges with two startups that sold tokens through Initial Coin Offerings (ICOs) in 2017. The companies were charged by the SEC for running their ICOs after the regulator clearly defined such offerings as unlicensed securities in its DAO Report of Investigation.

2018-11-17 00:07	Regulation
securities sec tokens companies icos settle investors

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Shitcoin Surprise: SEC Hands Paragon And AirToken Investors A Mulligan

If you lost money in token sales, you may be in for a pleasant surprise. The Securities and Exchange Commission has ordered refunds for two initial coin offerings, after concluding that their tokens were actually unregistered securities.

2018-11-16 21:38	US regulation
airtoken investors surprise paragon securities money tokens

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Ripple Files to Move Securities Lawsuit from State to Federal Court

Ripple’s legal team in their ongoing securities suit is attempting a new tack: to have the claim proceed at the federal level. In a move that legal commentator Jake Chervinsky described as “seriously crafty,” Ripple has filed a formal notice-of-removal motion to have their most recent securities suit, Zakinov et al v.

2018-11-14 00:41	Law & justice
ripple court securities federal state legal california

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Trader Jailed and Fined Over $1 Million for Bitcoin and Litecoin Fraud Scheme

The U. S. Commodity Futures Trading Commission (CFTC) issued a press release on Friday, November 9, 2018, stating that it had fined Arizona resident Joseph Kim for perpetrating a fraudulent cryptocurrency trading scheme against his former employer and other investors.

2018-11-13 22:55	Law & justice
kim investors had funds employer crypto company

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Moonday Mornings: AT&T and T-Mobile sued by victims of sim-swap cryptocurrency thefts

With the nights drawing in, we’re officially in hibernation mode now, so we spent most of the weekend in bed hiding from the wind and rain. But it was all in vain, and now it’s Moonday again. Here’s this weekend’s round-up of top cryptocurrency and blockchain news you need to know about: 1.

2018-11-12 12:47	hard fork
cryptocurrency state icos american moonday weekend t-mobile

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Colorado State Cracks Downs on Unregulated Cryptocurrency Businesses

Colorado’s state Division of Securities issued a cessation order to four cryptocurrency firms for issuing unregistered securities through Initial Coin Offerings (ICO). So far, the state’s Securities Commissioner has issued cease and desist orders to twelve ICOs for the same offense.

2018-11-11 21:56	Securities
cryptocurrency state securities colorado icos issued unregistered

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SEC Charges EtherDelta Founder For Running Unregistered Securities Exchange

CoinSpeaker SEC Charges EtherDelta Founder For Running Unregistered Securities Exchange The SEC notes that EtherDelta allowed its customers to trade ERC20 which were deemed as securities, and without registering with the agency.

2018-11-9 15:18
securities etherdelta sec exchange running unregistered charges

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EtherDelta Founder Pays $388,000 in Fines to Settle SEC Charges

The SEC has penalized the founder of token trading platform EtherDelta for operating an unregistered securities exchange.

2018-11-9 12:53	News
etherdelta sec founder platform trading token operating

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US regulator fines EtherDelta founder for unregistered security exchange

The US Securities and Exchange Commission (SEC) has accused Zachary Coburn, the founder of decentralized EtherDelta exchange, of operating an unregistered stock exchange. He was fined of $388,000.

2018-11-9 10:57	News
exchange unregistered founder etherdelta decentralized stock operating

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EtherDelta Founder Charged by SEC for Operating Unregistered Exchange

The Securities and Exchange Commission announced in a press release that it has settled charges against EtherDelta founder Zachary Coburn. This is the SEC’s first enforcement action based on findings that a platform operated as an “unregistered national securities exchange.

2018-11-9 03:30	SEC
etherdelta exchange unregistered sec founder trading operating

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SEC Settles Charges Against EtherDelta Founder

In a press release published November 8, the U. S. watchdog announced that it had settled charges against Zachary Coburn, founder of EtherDelta for operating an unregistered securities exchange.

2018-11-8 21:39	News
etherdelta securities sec founder charges against exchange

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SEC Says EtherDelta Was Operating As Unregistered Exchange

This is the first time the SEC has taken action against an unregistered national securities exchange.

2018-11-9 21:09	wallets and exchanges
exchange sec unregistered taken action securities national

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EtherDelta Founder Charged by SEC For Operating an Unregistered Exchange

In an apparent first, the U. S. Securities and Exchange Commission (SEC) has charged the founder of EtherDelta, Zachary Coburn, with running an “unregistered national securities exchange,” according to a press release from the regulator.

2018-11-9 20:32	Regulation
securities sec exchange etherdelta agency had platform

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EtherDelta Founder Charged with Operating Unregistered Securities Exchange

This morning, the SEC announced charges against EtherDelta founder Zachary Coburn for operating an unregistered securities exchange. Read about it here. The post EtherDelta Founder Charged with Operating Unregistered Securities Exchange appeared first on CoinCentral.

2018-11-9 20:26	SEC
unregistered etherdelta exchange operating securities founder charged

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In EtherDelta Case, SEC Hints Most Ethereum Based Tokens are Securities

The U. S. Securities and Exchange Commission (SEC) has officially charged Zachary Coburn, the founder of cryptocurrency exchange EtherDelta, for operating an unregistered securities exchange. The regulatory agency’s move to charge Coburn comes amidst a greater trend of increasing regulation over the cryptocurrency industry.

2018-11-8 20:00	#tokens
securities sec exchange etherdelta coburn case cryptocurrency

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EtherDelta Founder Pays SEC $385,000 in Damages for Running an Unlicensed Securities Exchange

It would appear more trouble may be brewing for the cryptocurrency industry. Although there is still no official industry regulation in the United States, dark clouds are gathering over EtherDelta.

2018-11-8 20:00	Securities
running exchange etherdelta securities founder sec damages

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SEC charges the founder of EtherDelta with operating an unregistered securities exchange

The U.S. Securities and Exchange Commission (SEC) has charged the founder of crypto token trading platform EtherDelta, Zachary Coburn, with operating an unregistered securities exchange. On November 8, the Commission announced that EtherDelta, which acts as a secondary market for trading ERC-20 tokens, had been providing a marketplace for buyers and sellers to trade the […]

2018-11-9 19:58
exchange etherdelta securities trading sec unregistered commission

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EtherDelta Founder Charged with Operating ‘Unregistered Securities Exchange’

The Securities and Exchange Commission (SEC) pressed formal charges against Zachary Coburn, the founder of cryptocurrency trading platform EtherDelta, for not registering his company as a national securities exchange.

2018-11-8 19:40
etherdelta exchange securities founder platform trading against

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Etherdelta Founder Fined $400K for Operating Unregistered Securities Exchange

The U. S. Securities and Exchange Commission has published details of a cease and desist order it has taken against Zachary Coburn, the operator of Etherdelta. The decentralized ER20 token exchange was the leading Ethereum DEX during its peak, executing more than 3.

2018-11-8 19:40
exchange unregistered securities etherdelta orders founder fined

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SEC Charges EtherDelta Token Trading Founder for Operating Unregistered Exchange Illegally

SEC Charges EtherDelta Founder For Illegally Operating Unregistered Exchange The United States Securities and Exchange Commission (SEC) has recently announced that it would charge Zachary Coburn, the founder of EtherDelta, for illegally operating an unregistered exchange within the U.

2018-11-8 19:31	News
sec exchange founder etherdelta unregistered operating illegally

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Australian Cloud Mining Company Receives Cease and Desist Order from Texas Regulator

The Texas State Securities Board has issued a cease and desist order to Australian cloud mining company AWS Mining PTY LTD, with claims that the company engaged in the unlawful selling of unregistered securities.

2018-11-9 19:14	Cryptocurrency News
company mining order cease texas cloud desist

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UK Introduces Bill to Clarify Crypto's Legal Status

The Labour government said the bill will give owners of bitcoin and other digital assets greater legal protection.

Tulip Siddiq Appointed as UK City Minister With Responsibity for Financial Services, Crypto

U.K. Prime Minister Keir Starmer appointed Tulip Siddiq as the City Minister, a role that oversees financial services including crypto.

Taiwan Crypto Advocacy Body Becomes Formally Active With 24 Entities

Taiwan's crypto advocacy body, the Taiwan Virtual Asset Service Provider Association, has been formally established and the founding meeting held with 24 cryptocurrency-related entities.

Binance Could Come Back to India by Paying $2M Fine: Report

The exchange could return as a FIU-registered firm after paying the fine, the report added.

Canadian Province Asks QuadrigaCX Co-Founder to Explain His Wealth in New Order

This is the third test for the Province's new tool to combat money laundering.

U.S. CBDC Is Unlikely in the Near Term: Bank of America

The Federal Reserve continues to pilot a central bank digital currency, but will not issue one without executive branch and Congressional support, the report said.

India's Controversial Crypto Tax Should Be Cut After Failing to Achieve Aims, Think Tank Urges

India's most controversial crypto tax, the 1% TDS levy deducted at source, should be lowered to 0.01%, according to the findings of a new study.

2023-2-8 20:09

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