2023-2-8 02:11 |
U.S. broker-dealers and investment advisers that deal in crypto will get extra scrutiny from Securities and Exchange Commission examiners this year, according to the agency’s annual examination priorities announced Tuesday. origin »
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U. S. broker-dealers and investment advisers dealing in cryptocurrency will face increased scrutiny, as per the U. S. SEC’s Division of Examinations. The SEC will concentrate its efforts on SECThe post SEC to intensify scrutiny on U.
2023-2-8 12:30 | |
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Paxos, a regulated blockchain infrastructure and crypto exchange platform, has today announced the launch of financial advisor crypto trading within Paxos Crypto Brokerage. The new functionality allows broker-dealers to provide a comprehensive wealth management solution to financial advisors so that they can trade crypto on behalf of their clients.
2022-6-8 20:17 | |
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The SEC pointed out that Risk Alerts are not judgements or warnings or hints at acceptance regarding the subject matter. The alerts only represent the view of the Commission. SEC Viewpoint In this case, the SEC’s Division of Examinations observed certain points “during examinations of investment advisers, broker-dealers, and transfer agents” regarding crypto.
2021-2-27 18:01 | |
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The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.
2020-12-24 20:55 | |
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In a Christmas present for the crypto industry, broker-dealers who abide by existing rules while holding security tokens in custody will not face enforcement action for the next five years.
2020-12-24 20:03 | |
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U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.
2020-12-10 22:45 | |
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Zero Hash, a FinCen-registered MSB providing bitcoin liquidity, today announced the close of its Series C funding round. It was led by tastytrade, a Chicago-based holding company that owns major broker-dealers including tastyworks and Dough, as well The Small Exchange.
2020-9-3 00:00 | |
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Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them.
2019-9-27 13:31 | |
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U. S. regulators FINRA and the SEC have put out a joint statement explaining why they have yet to approve applications from crypto exchanges such as Coinbase and Gemini requesting to receive licenses to operate as broker-dealers alongside their custody services.
2019-7-10 22:45 | |
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The Securities and Exchange Commission (SEC) has continually denied crypto-related endeavors to get exchange traded funds and broker-dealers in the crypto industry approved. However, to help the public gain a better understanding, the SEC and the Financial Industry Regulatory Authority (FINRA) have made a joint statement, explaining why there are many concerns that need to […]
2019-7-9 03:55 | |
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An official announcement published on April 29, 2019, has revealed that the United States Securities and Exchange Commission (SEC) has temporarily suspended the trading of shares in Bitcoin Generation (BTGN), a blockchain-based company out of Oklahoma.
2019-4-30 16:11 | |
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AlphaPoint Add Support For DiamondBack Stable Coin For Its Exchange Partners Alphapoint is well-known software solution provider which deals in providing asset digitization software as well as digital asset trading technology for licensed broker-dealers.
2019-3-19 21:10 | |
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CryptoNinjas AlphaPoint, a global provider of asset digitization software and digital asset trading technology for licensed broker-dealers, ATS, and exchange operators, announced today that the DiamondBack stablecoin (DBK) is now available for its technology client network of over 80 exchanges in 35 countries.
2019-3-19 01:04 | |
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Colorado Governor and avowed bitcoin fan Jared Polis signed the Digital Token Act on March 8, exempting cryptocurrencies from state securities laws under certain conditions. The new legislation also exempts crypto broker-dealers and salespeople from state licensing requirements under limited circumstances.
2019-3-9 23:24 | |
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On November 27, 2018, a California judge turned back the SEC’s request for an injunction against token company BlockVest, a company the U. S. Securities and Exchange Commission (SEC) is pursuing for allegedly conducting an unregistered securities offering.
2018-12-1 22:36 | |
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An exchange-traded bitcoin fund (ETF) would signal greater acceptance of bitcoin as a mainstreet investment, while also making it much easier for both institutional and retail investors to get involved.
2018-10-6 01:07 | |
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In April 2018, former New York Attorney General Eric Schneiderman sent off inquiries to more than a dozen cryptocurrencyexchanges to learn more about their internal operations.
2018-9-19 02:06 | |
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In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures.
2018-9-12 23:36 | |
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Two securities, one that tracks bitcoin and another that tracks the cryptocurrency ether, have been temporarily halted by a U. S. regulatory watchdog due to investor confusion.
2018-9-11 22:01 | |
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The Labour government said the bill will give owners of bitcoin and other digital assets greater legal protection.
U.K. Prime Minister Keir Starmer appointed Tulip Siddiq as the City Minister, a role that oversees financial services including crypto.
Taiwan's crypto advocacy body, the Taiwan Virtual Asset Service Provider Association, has been formally established and the founding meeting held with 24 cryptocurrency-related entities.
The exchange could return as a FIU-registered firm after paying the fine, the report added.
This is the third test for the Province's new tool to combat money laundering.
The Federal Reserve continues to pilot a central bank digital currency, but will not issue one without executive branch and Congressional support, the report said.
India's most controversial crypto tax, the 1% TDS levy deducted at source, should be lowered to 0.01%, according to the findings of a new study.