Two ICO issuers settle SEC charges, agree to register tokens as securities

SEC	2018-11-17 00:07

CryptoNinjas The Securities and Exchange Commission (SEC) today announced settled charges against two companies that sold digital tokens in initial coin offerings (ICOs). These are the commission’s first cases imposing civil penalties solely for ICO.

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Источник: cryptoninjas.net

charges securities → Результатов: 53

Seven bombshells from the SEC’s Coinbase suit

On June 6, the U. S. Securities and Exchange Commission (SEC) filed charges against Coinbase, alleging that the company violated securities regulations. These are the most notable takeaways from those charges.

2023-6-7 04:35	Regulation
charges securities coinbase sec company regulations violated

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SEC Orders Airfox and Paragon to Return Millions to Investors on ICO Registration Violations

The U. S. Securities and Exchange Commission (SEC) has settled charges against two cryptocurrency companies which were accused of violating ICO securities offering registration rules. Both firms, Carrier EQ (Airfox) and Paragon Coin sold digital tokens in ICOs in 2017 after the regulator’s official stance on the ICO.

2018-11-17 01:00	USA
ico securities registration airfox paragon sec violations

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SEC Settles Charges With Two ICO Issuers

The U. S. Securities and Exchange Commission (SEC) has settled charges with two initial coin offering issuers. These cases are the commission’s first to impose civil penalties “solely for ICO securities offering registration violations.

2018-11-17 00:40	Virtual Currency
issuers securities two ico sec charges penalties

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ICO Issuers Settle Registration Charges With SEC

The U. S. Securities and Exchange Commission (SEC) has agreed to settle charges with two startups that sold tokens through Initial Coin Offerings (ICOs) in 2017. The companies were charged by the SEC for running their ICOs after the regulator clearly defined such offerings as unlicensed securities in its DAO Report of Investigation.

2018-11-17 00:07	Regulation
securities sec tokens companies icos settle investors

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Two ICO issuers agree to register tokens as securities under the SEC order

On November 16, the Securities and Exchange Commission announced settled charges against two companies that sold digital tokens in initial coin offerings (ICOs). These are the Commission’s first cases imposing civil penalties solely for ICO securities offering registration violations.

2018-11-17 21:00	Securities
securities tokens companies two ico commission register

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SEC Settles Securities Registration Charges Against 2 ICO Startups

The SEC has settled charges with crypto startups Airfox and Paragon for securities law violations.

2018-11-17 18:57
charges sec securities startups airfox violations law

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Trader Jailed and Fined Over $1 Million for Bitcoin and Litecoin Fraud Scheme

The U. S. Commodity Futures Trading Commission (CFTC) issued a press release on Friday, November 9, 2018, stating that it had fined Arizona resident Joseph Kim for perpetrating a fraudulent cryptocurrency trading scheme against his former employer and other investors.

2018-11-13 22:55	Law & justice
kim investors had funds employer crypto company

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Decentralized Exchanges Can’t Escape the SEC, Warns Its Cyber Chief

The U. S Securities and Exchange Commission (SEC) has filed charges in the first-ever case involving a decentralized Ethereum-based exchange. The head of the SEC’s new cyber unit has followed with a warning that decentralized exchanges must be compliant as well, adding that creators will be held responsible.

2018-11-11 05:00	SEC
decentralized sec cyber exchange exchanges charges chief

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SEC Charges EtherDelta Founder For Running Unregistered Securities Exchange

CoinSpeaker SEC Charges EtherDelta Founder For Running Unregistered Securities Exchange The SEC notes that EtherDelta allowed its customers to trade ERC20 which were deemed as securities, and without registering with the agency.

2018-11-9 15:18
securities etherdelta sec exchange running unregistered charges

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EtherDelta Founder Pays $388,000 in Fines to Settle SEC Charges

The SEC has penalized the founder of token trading platform EtherDelta for operating an unregistered securities exchange.

2018-11-9 12:53	News
etherdelta sec founder platform trading token operating

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EtherDelta Founder Charged by SEC for Operating Unregistered Exchange

The Securities and Exchange Commission announced in a press release that it has settled charges against EtherDelta founder Zachary Coburn. This is the SEC’s first enforcement action based on findings that a platform operated as an “unregistered national securities exchange.

2018-11-9 03:30	SEC
etherdelta exchange unregistered sec founder trading operating

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SEC Settles Charges Against EtherDelta Founder

In a press release published November 8, the U. S. watchdog announced that it had settled charges against Zachary Coburn, founder of EtherDelta for operating an unregistered securities exchange.

2018-11-8 21:39	News
etherdelta securities sec founder charges against exchange

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EtherDelta Founder Charged by SEC For Operating an Unregistered Exchange

In an apparent first, the U. S. Securities and Exchange Commission (SEC) has charged the founder of EtherDelta, Zachary Coburn, with running an “unregistered national securities exchange,” according to a press release from the regulator.

2018-11-9 20:32	Regulation
securities sec exchange etherdelta agency had platform

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EtherDelta Founder Charged with Operating Unregistered Securities Exchange

This morning, the SEC announced charges against EtherDelta founder Zachary Coburn for operating an unregistered securities exchange. Read about it here. The post EtherDelta Founder Charged with Operating Unregistered Securities Exchange appeared first on CoinCentral.

2018-11-9 20:26	SEC
unregistered etherdelta exchange operating securities founder charged

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In EtherDelta Case, SEC Hints Most Ethereum Based Tokens are Securities

The U. S. Securities and Exchange Commission (SEC) has officially charged Zachary Coburn, the founder of cryptocurrency exchange EtherDelta, for operating an unregistered securities exchange. The regulatory agency’s move to charge Coburn comes amidst a greater trend of increasing regulation over the cryptocurrency industry.

2018-11-8 20:00	#tokens
securities sec exchange etherdelta coburn case cryptocurrency

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SEC charges the founder of EtherDelta with operating an unregistered securities exchange

The U.S. Securities and Exchange Commission (SEC) has charged the founder of crypto token trading platform EtherDelta, Zachary Coburn, with operating an unregistered securities exchange. On November 8, the Commission announced that EtherDelta, which acts as a secondary market for trading ERC-20 tokens, had been providing a marketplace for buyers and sellers to trade the […]

2018-11-9 19:58
exchange etherdelta securities trading sec unregistered commission

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EtherDelta Founder Charged with Operating ‘Unregistered Securities Exchange’

The Securities and Exchange Commission (SEC) pressed formal charges against Zachary Coburn, the founder of cryptocurrency trading platform EtherDelta, for not registering his company as a national securities exchange.

2018-11-8 19:40
etherdelta exchange securities founder platform trading against

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SEC Charges EtherDelta Token Trading Founder for Operating Unregistered Exchange Illegally

SEC Charges EtherDelta Founder For Illegally Operating Unregistered Exchange The United States Securities and Exchange Commission (SEC) has recently announced that it would charge Zachary Coburn, the founder of EtherDelta, for illegally operating an unregistered exchange within the U.

2018-11-8 19:31	News
sec exchange founder etherdelta unregistered operating illegally

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SEC charges EtherDelta founder with running unregistered securities exchange

In what could prove to be a groundbreaking case, the US Securities and Exchange Commission has charged the founder of cryptocurrency trading platform EtherDelta, Zachary Coburn, with running an “unregistered national securities exchange.

2018-11-8 18:51	hard fork
securities etherdelta exchange order sec trading running

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SEC Charges EtherDelta Founder Over 'Unregistered Securities Exchange'

The SEC has charged Zachary Coburn, founder of EtherDelta, with running an unregistered national securities exchange.

2018-11-8 18:31
exchange sec securities unregistered founder etherdelta running

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SEC’s End-of-Fiscal-Year Report Reveals Heavy Action Against ICO-Related Fraud

The U. S. Securities and Exchange Commission (SEC) has released a report detailing actions taken against fraudulent ICOs and financial ventures, and, indeed, the year has been wrought with cases.

2018-11-3 00:33	Regulation
sec against icos investors report had fraud

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SEC Sets Up Open Line of Communication for Fintech Projects With FinHub

The U. S. Securities and Exchange Commission (SEC) has launched a new office to engage with cryptocurrency and blockchain startups. Called the Strategic Hub for Innovation and Financial Technology (FinHub), the division will make it easier for fintech startups to interact with the regulator on related issues and the legal implications of products before they launch them.

2018-10-19 01:51	Regulation
sec agency securities fintech finhub regulator startups

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‘Shortseller Enrichment Commission’ AKA SEC… Says Elon Musk

Elon Musk: the man, the meme, the legend… The CEO of Tesla, Elon Musk has mocked the Securities and Exchange Commission by calling the organisation the ‘Shortseller Enrichment Commission’ only days after settling charges of fraud brought against him by the agency.

2018-10-5 13:00	SEC
commission musk enrichment shortseller elon sec says

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U.S SEC File Charges against Bitcoin-linked Firm, 1pool Ltd and its Founders

The United States Securities and Exchange Commission (SEC) has filed charges against 1pool Ltd, a securities dealer registered in the Republic of the Marshall Islands and its founders for allegedly selling unregistered security-based swaps to U.

2018-9-30 03:00	Securities
sec securities commission dealer founders according against

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SEC Charges 1Broker With Securities Fraud as FBI Seizes Domain

Government agencies are cracking down on companies who are involved in cryptocurrency. In virtually every case, that is a direct result of said companies not following the necessary guidelines in terms of registered with the proper agencies and filling out the necessary paperwork.

2018-9-29 17:00	SEC
domain 1broker companies down sec necessary fraud

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SEC Charges Forex Broker for Illegal Securities Swaps Involving Bitcoin

In what seems like the first coordinated strike from government agencies, the U. S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the Federal Bureau of Investigation (FBI) have taken action against a securities broker for violating federal laws in connection with security-based swaps funded by bitcoin.

2018-9-29 22:29	Law & justice
sec 1broker securities federal swaps against commission

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Sec Charges 1Broker and Its CEO for Security-Based Swaps Funded With Bitcoins

A new cryptocurrency-related fraud has emerged from the shadows, driving the Securities and Exchange Commission (SEC) to file charges against an international securities dealer that was reportedly involved in a security-based swap fraud that was funded by Bitcoins.

2018-9-28 20:49	Cryptocurrency
funded securities bitcoins sec charges security-based ceo

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1Broker.com Domain Seized by the FBI

U. S. authorities, including the FBI, have come down against securities dealer 1Broker for allegedly coming into conflict with federal law. through a Bitcoin-based security swap scheme. Governmental authorities in the United States have levied allegations and charges against a Marshall Islands-registered securities dealer, 1Broker (1pool Ltd.

2018-9-28 19:00
1broker securities fbi allegedly security swap scheme

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Bitcoin-funded Securities Dealer 1Broker Gets Sued by the SEC and CFTC

The 1Broker.com domain has been seized by the Federal Bureau of Investigation with the investigative agency levying further charges of wire fraud and money laundering. The post Bitcoin-funded Securities Dealer 1Broker Gets Sued by the SEC and CFTC appeared first on CoinSpeaker.

2018-9-28 11:35	SEC
1broker securities cftc sec dealer bitcoin-funded gets

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SEC, CFTC Hits 1Broker Crypto Platform With Charges — Investors Worried

American Regulators Strikes 1Broker Crypto Platform With Legal Charges, Website Seized On Wednesday afternoon, many investors in this industry were caught off-guard, as the American Securities And Exchange Commission (SEC), who has begun to take a growing role in the crypto asset space, revealed that it had charged 1pool Ltd, known as 1Broker to cryptocurrency […] The post SEC, CFTC Hits 1Broker Crypto Platform With Charges — Investors Worried appeared first on Ethereum World News.

2018-9-28 05:41	SEC
1broker crypto charges investors sec platform worried

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SEC charges Elon Musk with fraud

Elon Musk, Tesla‘s controversial CEO, is now being sued by the Securities and Exchange Commission (SEC) over his tweets last month about taking the company private, which allegedly hurt investors and disrupted the market.

2018-9-28 00:20
musk sec private tesla complaint price company

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Federal Judge Rules Cryptocurrency MBC Is a Commodity

In a landmark case for the cryptocurrency industry, a federal judge has ruled that a cryptocurrency caught in the midst of a lawsuit is a commodity, court documents reveal.

2018-9-28 23:15	Digital assets
coin big commodity securities cryptocurrency cftc judge

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Texas State Securities Board Uncovers Three New Crypto and ICO Scams

The Texas State Securities Board issued three emergency cease and desist orders Tuesday, Sept. 18, to shut down a Russian cryptocurrency scam, charge DigitalBank and two principals for threatening immediate and irreparable harm to the public, and charge a forex and Bitcoin trader of guaranteeing false ROIs, respectively.

2018-9-19 13:00
crypto texas three securities board state uncovers

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FINRA Charges HempCoin (HMP)’s Broker-Dealer for Offering Unregistered Securities

FINRA’s disciplinary action against HMP issuer is the first such measure involving cryptocurrency.

2018-9-14 18:48	News
hmp finra issuer such cryptocurrency involving measure

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FINRA Issues Its First Crypto Disciplinary Action

The U. S. Financial Industry Regulatory Authority has taken its first disciplinary action involving cryptocurrencies. The authority charges a broker with fraudulent and unlawful distribution of unregistered crypto securities.

2018-9-13 08:10	Virtual Currency
crypto disciplinary action finra authority public issues

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Federal Judge Applies Long-Established Securities Law to ICOs

Does a decades-old securities law apply to an initial coin offering (ICO)? In a case that represents the first time securities laws have been applied to cryptocurrencies, a district judge says it may.

2018-9-12 22:09	Law & justice
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SEC Charges ‘ICO Superstore,’ Digital Hedge Fund Manager with Registration Failures

The U. S. Securities and Exchange Commission is charging two crypto-related entities with registration failures, in what it considers a first for both enforcement actions. TokenLot Hit with Unregistered Broker-Dealers The first to be hit with charges is Michigan-based TokenLot, a self-described “ICO Superstore,” and its owners–Lenny Kugel and Eli Lewitt.

2018-9-12 13:00	United States
registration failures sec ico charges superstore tokenlot

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Two-for-One: SEC Slaps Crypto Hedge Fund, Broker With Registration Failures

In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures.

2018-9-12 23:36	Regulation
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A New Precedent: FINRA Charges Crypto Broker With Securities Fraud

The Financial Industry Regulatory Authority (FINRA), a non-profit watchdog for public brokerage firms in the U. S. , has had its first run-in with the cryptocurrency industry.

2018-9-12 21:15	Regulation
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FINRA Charges Rocky Mountain Ayre CEO With Fraud

Financial regulator FINRA has charged the president of Rocky Mountain Ayre with securities fraud relating to the distribution of HempCoin.

2018-9-12 20:34	law and legislation
fraud finra rocky mountain ayre hempcoin securities

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BitFunder Owner Pleads Guilty to Securities Fraud, Faces 20 Years’ Imprisonment

The owner and operator of two defunct crypto platforms has pleaded guilty to charges of securities fraud and obstruction of justice. Jon E. Montroll was arrested in February after it emerged that he had used his platforms to steal from investors, operated an unregistered securities exchange, and lied about having knowledge of a hack on […]

2018-7-26 23:00	SEC
securities owner fraud platforms guilty steal investors

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Bitfunder Operator Pleads Guilty on Fraud Charges

BitFunder is one of the biggest scams on the news right now as the founder and operator of the platform, Jon E. Montroll, has pleaded guilty to charges of obstruction of justice and securities fraud on Monday, July 23.

2018-7-25 16:35	Scam
bitfunder guilty operator fraud charges pleads securities

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Founder of Two Closed Cryptocurrency Services Pleads Guilty to Federal Charges

The operator of two now-defunct cryptocurrency services – BitFunder and WeExchange – has pleaded guilty on charges of securities fraud and obstruction of justice. Jon Montroll, 37, also known as Ukyo, has pleaded guilty to securities fraud and obstruction of justice in front of the U.

2018-7-25 09:00
cryptocurrency guilty two charges services obstruction fraud

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Bidfender founder appointed by the judges for the fraudulent charges

The operator of now defunct Bitcoin (BTC) stock exchange BitFunder has pleaded guilty to federal charges of obstruction of justice and securities fraud, Reuters reports July 23. According to prosecutors, 37-year old Jon Montroll, also known as Ukyo, also pleaded guilty to obstruction of justice, admitting that he provided false balance statements to the U.S.

2018-7-24 09:09
pleaded guilty obstruction charges justice old jon

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Founder of Defunct Crypto Services Platform Pleads Guilty to US Fraud Charges

The creator of now defunct securities investment platform BitFunder and crypto exchange WeExchange, Jon Montroll, has pleaded guilty to fraud.

2018-7-24 08:55	News
fraud platform guilty crypto defunct exchange bitfunder

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Guilty Plea for Fraud Entered by Crypto Stock Exchange Operator

The man behind two now-defunct cryptocurrency investment sites has pled guilty to securities fraud and obstruction of justice charges. The U.S. Attorney for the Southern District of New York announced the guilty plea on Monday, coming days after it was reported that Montroll was close to a deal with prosecutors. Jon Montroll was arrested back

2018-7-24 02:03
guilty montroll plea fraud coming days new

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Crypto Stock Exchange Operator Pleads Guilty to Fraud

Jon Montroll, who ran the now-defunct bitcoin investment platform BitFunder, has plead guilty to securities fraud and obstruction of justice charges.

2018-7-24 23:54
fraud guilty plead bitfunder platform securities obstruction

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Operator of BitFunder claims to be “Close to” a Plea Bargain in SEC Fraud Case

The operator of defunct bitcoin investment platform BitFunder, Jon Montroll, is reportedly seeking a plea bargain over fraud and other charges laid against him by the U. S. Securities Exchange Commission (SEC).

2018-7-20 19:16
sec montroll fraud operator securities exchange charges

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Coinbase Custody Has Skeletons in Its Closet – Partner Faced SEC Charges From 2015

Securities firm and broker Electronic Transaction Clearing (ETC) was recently announced as a partner of Coinbase for its new Coinbase Custody service, which will provide secure storage arrangements for cryptocurrencies.

2018-7-4 02:13	Events
coinbase partner sec 2015 charges custody etc

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2018-11-17 00:07

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