SEC sues Cumberland DRW for operating as unregistered securities dealer

2024-10-10 20:59

The U.S. Securities and Exchange Commission has filed charges against Cumberland DRW LLC for operating as an unregistered dealer. The SEC alleges that Cumberland, a Chicago-based crypto market maker, bought and sold over $2 billion in crypto assets, including those…

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cumberland dealer securities crypto sec unregistered drw

Источник: btcmanager.com

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SEC sues crypto market maker Cumberland DRW

SEC has sued market maker Cumberland over offering and sale of unregistered securities. The regulator says Cumberland violated the US securities laws by operating as an unregistered dealer. The US Securities and Exchange Commission has sued Cumberland DRW LLC, a Chicago-based crypto market maker, for acting as an unregistered securities dealer.