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TZERO receives SEC and FINRA approval for digital securities custody
TZERO has received approval from both the Securities and Exchange Commission and Financial Industry Regulatory Authority to offer digital asset securities custody. According to a press release published on Sept. дальше »
2024-9-11 17:16 | |
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FINRA: 70% компаний нарушают правила рекламы криптоактивов
Агентство по регулированию деятельности финансовых институтов (FINRA) заявило, что около 70% рекламных объявлений о криптовалютах нарушают правила о честной и сбалансированной рекламе. дальше »
2024-1-24 09:45 | |
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FINRA заявляет, что 70% проверенных ею криптокоммуникаций нарушают правила
Ведущий надзорный орган, контролирующий брокерские фирмы и биржевые рынки, говорит, что 70 процентов сообщений о криптовалюте, возможно, нарушали его правила справедливости и баланса с общественностью. дальше »
2024-1-24 00:07 | |
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Американский регулятор выдал лицензию криптопроекту Prometheum
Криптопроект Prometheum получил одобрение Управления по регулированию финансовой индустрии США (FINRA) на оказание услуг клиринга и расчетов с ценными бумагами. Ранее проект вызывал вопросы у некоторых представителей криптосообщества. дальше »
2023-12-23 16:46 | |
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Prometheum получает добро от FINRA на предложение услуг по клирингу цифровых активов
Регулирующий орган финансовой индустрии предоставил Prometheum Ember Capital возможность предлагать клиринговые и расчетные услуги, что может вызвать потрясение в криптоиндустрии. Prometheum, занимающаяся цифровыми активами, получила одобрение FINRA на предоставление услуг по клирингу и расчету по ценным бумагам с помощью своей специальной брокерско-дилерской лицензии, которую она получила в прошлом году от Комиссии по ценным бумагам и […] Материал Prometheum получает добро от FINRA на предложение услуг по клирингу цифровых активов появился сначала на WHATTONEWS – Новости криптовалют. дальше »
2023-12-22 08:45 | |
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Lawmakers Grill SEC and FINRA on Granting SPBD License to Prometheum
US lawmakers are questioning the SEC and FINRA's decision to grant a broker-dealer license to Prometheum Ember Capital LLC, citing concerns about the firm's track record and potential national security risks. дальше »
2023-8-16 05:40 | |
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Republican members of Congress demand information on Prometheum approval from FINRA, SEC
Financial Services Republicans, led by Chairman Patrick McHenry (NC-10), are inquiring with regulatory agencies regarding the recent approval of Prometheum Ember Capital LLC as a distinct broker-dealer for digital assets. дальше »
2023-8-16 00:20 | |
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SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players
The Prometheum team allegedly includes former staff at the NYSE, FINRA (the Financial Industry Regulatory Authority), and the SEC. The post SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players appeared first on BeInCrypto. дальше »
2023-6-15 09:12 | |
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Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U. S. SEC and FINRA as a special-purpose broker-dealer. Prometheum Inc. дальше »
2023-5-24 22:33 | |
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Prometheum subsidiary receives FINRA approval for digital asset qualified custody
The approval marks the first time a digital asset custody provider has come under federal regulation as the SEC tightens custody rules. дальше »
2023-5-23 20:15 | |
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Social influence and FOMO drove crypto investors in 2022
According to a recent survey by the United States Financial Industry Regulatory Authority (FINRA), new investors in the crypto market were more likely to be influenced by their friends' suggestions than those venturing into the equities or bond markets. дальше »
2023-5-1 16:21 | |
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Американский регулятор проверит рекламную политику криптовалютных компаний
Управление по регулированию финансовой индустрии США (FINRA) объявило, что начинает проверку розничных коммуникаций среди криптовалютных фирм. дальше »
2022-11-19 17:00 | |
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TradeStation Review – Can It Be Trusted? How Much Does It Cost?
Founded in 1982, TradeStation is a US-based stock brokerage company regulated by Financial Industry Regulatory Authority (FINRA) and Security Exchange Commission (SEC). Customers are eligible for protection of up to $ 500,000 per account (including cash up to $ 250,000). дальше »
2022-7-5 18:41 | |
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FINRA CEO welcomes crypto employees who were laid off as agency increases focus on digital assets
Financial Industry Regulatory Authority (FINRA) CEO Robert Cook talked about the agency’s direction towards the crypto market to understand and monitor cryptocurrencies and said that people recently laid off from crypto companies were welcome to join FINRA, Reuters reported June 14. дальше »
2022-6-16 00:30 | |
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FINRA chief to crypto talent being laid-off: We can give you a job
The US Financial Industry Regulatory Authority (FINRA) may as well tap into crypto talent… The post FINRA chief to crypto talent being laid-off: We can give you a job appeared first on CoinJournal. дальше »
2022-6-15 21:55 | |
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Американский регулятор пригласил на работу уволенных сотрудников криптокомпаний
Руководство Агентства по регулированию деятельности финансовых институтов США (FINRA) на фоне массовых сокращений предложило уволенным специалистам криптокомпаний работу в ведомстве. дальше »
2022-6-16 16:34 | |
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FINRA рассмотрит ужесточение правил для криптовалют
Служба регулирования отрасли финансовых услуг США (FINRA) рассмотрит потенциальное ужесточение правил продажи криптовалют. Об этом заявил ее глава Роберт Кук, пишет Barron’s. Приоритетом для контролирующей брокерскую отрасль организации станут реклама услуг в сфере цифровых активов и раскрытие информации. дальше »
2022-1-21 13:38 | |
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Nexo acquires stake in Texture Capital
Nexo, a leading regulated institution for digital assets, has acquired a stake in Texture Capital Holdings Corp. , parent company of Texture Capital, Financial Industry Regulatory Authority (FINRA) member and SEC-registered broker-dealer, Invezz learned from a press release. дальше »
2021-11-10 18:23 | |
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TradeStation Review [2021] – Can It Be Trusted? How Much Does It Cost?
Founded in 1982, the TradeStation is a US-based stock brokerage company regulated by Financial Industry Regulatory Authority (FINRA) and Security Exchange Commission (SEC). Customers are eligible for protection of up to $ 500,000 per account (including cash up to $ 250,000). дальше »
2021-10-12 13:02 | |
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Robinhood Fined $70M For Causing “Significant Harm” To Customers
Robinhood has been fined by FINRA and the finance company will have to pay roughly $70 million in penalties. The company was fined for causing what was described as “widespread and significant” harm to customers. дальше »
2021-7-2 20:30 | |
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US Financial Regulator Slams $70 Million Fine On Robinhood for Misleading Customers
The US Financial Industry Regulatory Authority (FINRA) has slammed a $70 million fine on trading platform Robinhood. According to the statement released, Robinhood was authorized to pay the penalty for misleading customers, systemwide outages, and trading practices. дальше »
2021-7-1 19:25 | |
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Robinhood slapped with a record fine
Robo-advising platform Robinhood has been fined by the FINRA The Financial Industry Regulatory Authority… The post Robinhood slapped with a record fine appeared first on Coin Journal. дальше »
2021-7-1 16:03 | |
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Robinhood выплатит рекордный штраф для урегулирования конфликта с FINRA
Дружественный к цифровым активам брокер Robinhood заплатит $70 млн за урегулирование конфликта с Управлением США по контролю в финансовой индустрии (FINRA). Это рекордный штраф, назначенный организацией. дальше »
2021-7-1 11:47 | |
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FINRA directs Robinhood to pay $70M in penalties for March 2020 outages
The Financial Industry Regulatory Authority (FINRA) has ordered Robinhood Financial LLC to pay approximately $70 million ($50. 68 million) in penalties for unethical trade practices. The self-regulating organization unveiled this news through a press release earlier today, noting that it had fined Robinhood $57 million (£41. дальше »
2021-7-2 21:24 | |
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FINRA orders Robinhood to pay $70M due in part to 'significant harm' platform caused users
Regulators said the trading app should pay restitution to users like the 20-year-old who committed suicide after an erroneous negative balance appeared in his account. дальше »
2021-6-30 20:45 | |
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SEC Chair Pledges to do more to Foster Crypto Investor Protection
Chairman of the United States Securities and Exchange Commission (SEC), Gary Gensler has declared during the 2021 FINRA annual conference, that his administration will do everything possible to put in place active policies that would foster consumer protection in the country’s crypto ecosystem. дальше »
2021-5-22 23:00 | |
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Gensler Mentions Crypto in His Address to FINRA, Urges to Follow ‘Spirit of the Law’
Chairman Gary Gensler brought up cryptocurrencies in his first address of the Financial Industry Regulation Authority. The post Gensler Mentions Crypto in His Address to FINRA, Urges to Follow ‘Spirit of the Law’ appeared first on BeInCrypto. дальше »
2021-5-21 16:20 | |
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Digital Asset Marketplace Apifiny Prime Granted FINRA Broker-Dealer License Approval
On Thursday, Apifiny, a global digital asset trading and mining network, announced the company’s subsidiary Apifiny Prime has been granted a broker-dealer license from the Financial Industry Regulatory Authority (FINRA). дальше »
2021-4-30 09:30 | |
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Prometheum and Anchorage set to launch alternative cryptocurrency trading system
The alternative trading system, PEATS, is vying to become a FINRA and SEC-regulated platform.
дальше »2021-4-1 19:32 | |
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tZERO ATS Signs Agreement with Realio, a Technology Ecosystem for Institutional-Grade Digital Assets
tZERO, a leader in blockchain innovation and liquidity for digital assets, announced today that its subsidiary, tZERO ATS, a FINRA member broker-dealer that operates an... дальше »
2021-3-15 09:11 | |
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Robinhood оценила урегулирование конфликта с FINRA в $26,6 млн
Дружественная к цифровым активам платформа Robinhood ведет переговоры с рядом регуляторов касательно возможного урегулирования претензий с их стороны. Об этом говорится в заявлении, направленном в Комиссию по ценным бумагам и биржам США (SEC). дальше »
2021-3-1 14:40 | |
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Crypto Asset Manager Bitwise Files to Publicly Trade Bitcoin Fund
On February 2, the crypto asset manager, Bitwise Asset Management, announced it had filed a Form 211 with the U. S. Financial Industry Regulatory Authority (FINRA). If the proposal is approved Bitwise will be able to deploy its shares publicly via over-the-counter (OTC) desks and secondary markets. дальше »
2021-2-3 04:00 | |
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Oasis Pro Markets receives U.S. regulatory approval for digital security ATS
Oasis Pro Markets, an SEC and FINRA-regulated platform for trading digital securities and raising capital, announced today that it recently received approval from FINRA and the Securities & Exchange Commission (SEC) for its Digital Security Alternative Trading System (ATS). дальше »
2021-1-21 20:52 | |
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